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Physicians Guide to Clinical Genomics

TABLE OF CONTENTS
How will genomics transform medicine?
What is the function of DNA?
How are traits inherited?
Which SNPs are clinically important?
Who can benefit from genomic testing?
What causes disease and chronic illness?
Why test patients with a family history of disease?
How can testing improve preventative therapy?
What are the risks and benefits?
Is patient privacy protected?
How to use this Guide

This primer provides broad-based and novel instruction in the advances of genomics and emphasizes their important clinical applications. It is intended to place current genetic research into a meaningful clinical context for practitioners, providing critical background information and defining key concepts. Because every topic may not be of equal interest to every practitioner, we have labeled each section clearly and have provided an abridged "Key Concepts" section for quick access to central ideas. We hope this guide serves as your reference tool for understanding the amazing metamorphosis in medicine that is now unfolding before us.
 

Key Concepts
  • Virtually all-human diseases result from the interaction of genetic susceptibility and modifiable environmental factors, broadly defined to include infectious, chemical, physical, nutritional, and behavioral factors.
  • Slight variations in genetic makeup called Single Nucleotide Polymorphisms (SNPs—pronounced "snips") are associated with almost all diseases.
  • Genetic variations themselves do not cause disease but rather influence a person’s susceptibility to specific environmental factors that increase disease risk.
  • Genovations™ offers a unique line of Predictive Genomic Diagnostic Profiles. Each profile focuses on a carefully selected set of SNPs associated with a particular disease or physiologic imbalance (e.g. cardiovascular, bone metabolism, detoxification, immune surveillance, etc.).
  • Though many SNPs can be related to a particular disease or function, not all are clinically useful. To assure clinical value, Genovations™ profiles assess only SNPS that meet four critical requirements:

    1. Relevant- The activity of individual proteins and enzymes can be simultaneously coded by tens or hundreds of SNPs. Genovations™ SNPs are carefully selected based on their direct influence over specific biochemical imbalances which create known symptom clusters or diseases.
    2. Prevalent- Genovations™ SNPs carry clinically significant population prevalence. These are relatively common genetic predispositions associated with extremely prevalent conditions.
    3. Modifiable-. Genovations™ profiles focus on genetic variations whose expression is influenced by environmental factors. Each profile contains intervention options based on the patient’s genomic pattern. Commentary provides specific risk reduction strategies, including dietary, nutritional, lifestyle, and pharmaceutical interventions.
    4. Measurable- For each SNP, Genovations™ profiles provide recommendations for follow-up functional laboratory testing. These functional assessments evaluate and monitor phenotypic expression of genetic tendency, functional integrity, and metabolic reserve.

  • Genovations™ profiles can be applied to three broad areas of clinical relevance.
I. Genomic Testing for Challenging/Refractory Cases- for chronic diseases that arise from multifactorial etiologies
II. Familial Association Testing- for identifying inherited risks within families
III. Predictive Genomic Testing- for more precise, proactive health risk screening



>> How will genomics transform medicine?

Introduction to Clinical Genomics

The concept of "biochemical individuality" was first proposed by Roger Williams in 1956 to explain variability in disease susceptibility, nutrient needs, and drug responsiveness among otherwise seemingly healthy people. It is only in the wake of the ongoing genomic revolution, however, that predictive genetic testing has become available to allow us to assess true biochemical individuality. For the first time, physicians can gauge with increasing precision who is more likely to develop specific diseases, who will respond favorably (or react adversely) to a particular drug or supplement therapy, and finally, which nutrients are optimal for a particular individual’s health and well-being.

Genetics is the scientific study of heredity, one gene at a time. Genomics is the study of genomes, or the totality of the DNA of a single species. While genetics studies the laws of inheritance in an isolated and linear fashion, Genomics attempts to look at all our genes together as a flexible, dynamic system over time, interacting with and influencing our biochemical pathways and physiology.

The Human Genome Project is the mapping and sequencing of the entire human genome. The first draft of the entire human genome was published in April 2001, almost exactly one hundred years after the rediscovery of Mendel’s "Laws of Heredity." The human genome consists of slightly more than 3 billion nucleotides (give or take a hundred million) and it codes for every protein and every enzyme made by the human body. Some 30,000 to 40,0000 thousand genes are thought to exist in the human genome, yet we know the function of slightly less than half of those genes.

As primary care practitioners, we stand at a critical crossroads where increases in availability of DNA-based testing and demand by patients for genetic information and advice necessitate our need to become both genetically literate and genomically competent. The power to read and understand the genetic code of individuals will prove to be every bit as great an advance in clinical diagnostics as when Robert Hooke’s breakthroughs with the microscope enabled him to discover that living organisms were made up of "cells."

New methods of investigating the genome are now being aimed at better understanding the multifactorial etiology of the most prevalent and debilitating health conditions that humans face—opening up the potential for astounding clinical applications.

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>> What is the function of DNA?

How Genes Work

Deoxyribonucleic acid (DNA) is the chemical inside the nucleus of a cell that holds the genetic instructions to create living organisms. DNA has three known functions:
  1. DNA replicates itself
  2. DNA codes for RNA which in turn codes for proteins (the primary building blocks of the cell, the tissues, and the body)
  3. DNA regulates gene expression, allowing for

    • Cell growth
    • Cell differentiation
    • Cell replication
    • Programmed cell death
The structure of DNA is complementary. It is built from deoxyribose (a sugar), phosphate groups and four nucleotides or bases: adenine, cytosine, guanine, and thymine (mercifully abbreviated to A, C, G, and T). Adenine can only bind with thymine, and cytosine can only bind with guanine, producing the complementary structure. The 3-dimensonal structure of DNA is like a ladder that has been twisted around its vertical axis: the deoxyribose and phosphate form the ‘rails’ of the ladder, while pairs of A & T and C & G form the ‘rungs’. The advantage of the complementary structure is simply that the DNA ‘ladder’ can split with each half binding to complementary nucleotides in order to make two perfect copies of the original DNA.

This is no small feat. If all the DNA in a single human cell were unraveled and stretched out into a straight line, it would measure about 2 meters (6 feet). Given the 100 trillion or so cells in your body, if all the DNA in all your cells were stretched out in a straight line, it would reach to the sun and back… a thousand times.

Genes are those sections of the DNA that code for ribonucleic acid, or RNA. The complementary binding of nucleotides to one another allows DNA to code precisely. RNA delivers DNA's genetic message to the cell cytoplasm, where proteins are made. RNA is structurally similar to DNA except:
  1. RNA is single stranded;
  2. RNA uses the nucleotide uracil (U) in the place of thymine;
  3. RNA’s 3-nucleotide codons (think of them as "3-letter words") code directly for specific amino acids, allowing for the synthesis of proteins in ribosomes.

The Genome Structure
"Imagine the genome is a book.
There are twenty-three chapters, called CHROMOSOMES.
Each chapter contains several thousand stories, called GENES.
Each story is made up of paragraphs, called EXONS, which are interrupted by advertisements called INTRONS.
Each paragraph is made up of words, called CODONS.
Each word is written in letters called BASES.
There are 1 billion words in the book which makes it longer than… 800 Bibles."

–Matt Ridley. Genome: an Autobiography of a Species in 23 Chapters. New York: Perennial, 1999.
Mendelian Inheritance

Heredity is dependent on the genes found within the entire genome. The average gene is about 3,000 nucleotides long, but this can vary considerably. Surprisingly, only about 3% of the human genome is actually used by and for human physiology.

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>> How are traits inherited?

The Laws of Heredity are few; their implications for life are vast. The simplest genetic characteristics are those whose presence depends on the genotype at a single locus; i.e., one gene controls the expression of one characteristic. Such characters are known as Mendelian, after their original discoverer, the Austrian botanist Gregor Mendel. Over 10,000 Mendelian characters have been identified in humans. In sum, Mendel’s Laws of Heredity state that:

I. Each physical characteristic corresponds to a single gene
II. Genes come in pairs
III. Only one gene of the pair is passed on to the next generation by each parent
IV. It is equally probable that either gene will be passed on
V. Some characteristics are "dominant" while others are "recessive."


A trait (character) is dominant if it is expressed in the heterozygote (only one of the chromosome pair carries the gene) and recessive if it is only expressed in a homozygote (both chromosomes carry the gene). Dominant and recessive are properties of traits, not of genes themselves.

These pedigree patterns are not always as evident in humans as in the pea plants that Mendel originally studied to define these concepts. This is due to a number of confounding factors, chief among them being incomplete penetrance. The penetrance of a character is the probability that a person with the genotype will manifest the dominant character. Other confounders include delayed onset of late-age genetic disorders, multi-gene effects, and variable expression of genes (different features of a single genetic syndrome will appear in similarly affected individuals). In addition, spontaneous mutations can occur where no pedigree association exists.

Mendelian inheritance patterns were the first evidence to unlock the mysteries of heredity. While 10,000 traits are known to be Mendelian, at least as many traits are non-Mendelian. Height, intelligence, personality, and a thousand more characteristics of creatures are multifactorial – controlled by the interaction of numerous genes, each independently assorted. Furthermore, the same confounders for simple Mendelian inheritance (incomplete penetrance, environmental influences, spontaneous mutations) also occur in characteristics determined by multiple genes—but their effects are exponentially multiplied.

Still, the Laws of Heredity have taught us much. They form the basis from which we can begin to understand dynamic interactions between genes within the genome and between the genome and the environment.

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>> Which SNPs are clinically important?

Clinical Genomics

A polymorphism is a variation in the DNA genetic code that occurs in a subset of individuals. Polymorphic variation conveys greater or less susceptibility toward specific diseases by improving or impairing physiological function. The most common type of polymorphism is known as a single nucleotide polymorphism (SNP) in which, as we have said, a single nucleotide in a gene is changed.

Genovations™ panels assess genetic polymorphisms, deletions, and allelic variances- not expressive Mendelian traits. That is, the phenotypic expression (trait) of each SNP we test does not depend upon the dominant or recessive nature of the trait. Rather, the potential strength of expression of a SNP often depends upon whether it resides upon one chromosome (heterozygote positive) or both chromosomes (homozygote positive), as well as the environment to which it is exposed. (See the detailed interpretation of a Genovations™ Profile results on page XX.)

Currently, a consortium of private companies and governmental agencies has set for itself the task of identifying and cataloguing as many SNPs as possible and as quickly as possible in order to keep this intellectual property within in the public domain (since genetic variations are patentable under U.S. law). Their goal is to identify 100,000 SNPs in the human genome by the end of 2002.

SNP analysis may be critical for the complete understanding of complex human diseases since certain genotypes (forms of a gene) will be consistently associated with the development of particular diseases – both acute and chronic. Aberrant genes produce aberrant proteins and enzymes. By identifying the genetic aberrations, we may come to a more complete understanding of the molecular basis of diseases, from which novel therapeutics may arise.

To this end, it has become increasingly important to identify SNPs in individuals that confer greater risk or protection in developing chronic diseases. Those SNPs that are most important clinically are the SNPs that are relevant to the development of common chronic diseases, that are prevalent to a reasonably high degree in the general population, whose physiological effects are modifiable using diet, nutritional intervention, lifestyle changes and specific pharmacological intervention, and whose phenotypic expression is measurable by laboratory analysis. In other words, clinically important SNPs must be relevant, prevalent, modifiable, and measurable.

Genovations™ predictive genomic testing is currently available for numerous chronic diseases, including cardiovascular disease, osteoporosis, detoxification impairments, and immunological defects associated with gut associated lymphoid tissue (GALT) and chronic inflammatory conditions. In each of these areas, functional laboratory testing also exists which allows the practitioner to assess the dynamic integrity and metabolic reserve of associated physiological systems. The combination of genomic SNP analysis and functional laboratory testing thus provides a novel, effective, and comprehensive method for assessing genetic risk, phenotype expression, and physiological function.

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>> Who can benefit from genomic testing?

A natural consideration at this point is: "Which patients would benefit most from predictive genomic diagnostics?" Currently, three broad areas of clinical genomics are rapidly advancing. These focus on genomic testing for:

I. Challenging/Refractory Cases- for patients with chronic diseases characterized by multifactorial etiologies
II. Familial Association Testing- for patients with a family history of a specific chronic disease who want to identify their inherited risks
III. Predictive Genomic Testing- for proactive patients who desire earlier, more precise health risk screening

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I. Genomic Testing for Challenging/Refractory Cases



>> What causes disease and chronic illness?


The treatment of challenging conditions (e.g. chronic fatigue syndrome, irritable bowel syndrome, fibromyalgia, premenstrual syndrome, etc.) requires immense diagnostic prowess and clinical expertise. What were once viewed as a "symptom clusters" of unknown origin are now understood to be the result of the failure of primary metabolic or physiologic mechanisms. Patients with chronic conditions who have been refractory to traditionally effective treatment are excellent candidates for Genovations™ panels.

Virtually all-human diseases result from the interaction of genetic susceptibility factors and modifiable environmental factors, broadly defined to include infectious, chemical, physical, nutritional, and behavioral factors.

While SNPs are also known to play a role in the development of many chronic diseases, genetic variations themselves do not cause disease. Rather, SNPs influence a person’s susceptibility to environmental factors. By examining conditions like heart disease, allergies, chromic fatigue, and osteoporosis, we can demonstrate how genetic testing for SNPs can play an enormous adjunctive role in developing targeted interventions for these common clinical conditions.

SNPs that influence important biochemical pathways can alter critical health-supporting functions. Consider the body’s detoxification capacity and its ability to maintain proper immune surveillance. Multiple variations in the genes that code for cytochrome p-450 enzymes, as well as glutathione-s-transferase and N-acetyl transferase, have been identified and are known to play important roles in adverse drug reactions, drug resistance, as well as the development of complex syndromes like multiple chemical sensitivity and cancer. This potential may be modulated by the body’s burden of oxidative stress.

Alterations in immune parameters can be identified through SNPs that affect the production of interleukins and TNF-a. Genetic up-regulation of the production of these cytokines can lead to a TH-2 dominant state with increased incidence and severity of chronic inflammatory disorders such as irritable bowel disease and allergies.

The phenotypic expression of SNPs can frequently be modified through targeted dietary and lifestyle choices, clinical nutrition, and judicious pharmacological intervention. Alternative biochemical pathways can also be supported to minimize the phenotypic impact of defective enzyme systems. Furthermore, functional laboratory testing is available to monitor the phenotypic modifications in physiology elicited by these interventions.

A person’s genetic predisposition will never change. What can be altered is the environmental, biochemical, and phy
siological factors that influence the expression of those genes.

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>> Why test patients with a family history of disease?

II. Familial Association Testing

Patients with a "family history" of chronic illnesses like heart disease, osteoporosis, chronic fatigue, or inflammatory disorders are particularly good candidates for Genovations™ predictive genomic diagnostics. The specter of genetic determinism looms large in the public consciousness – most people are convinced that our genes are our fate. Nothing could be further from the truth. In fact, phenotypic expression of genomic determinants is largely modifiable. It is becoming increasingly evident that who we are as individuals is a function of both our genetic make up and the environment to which we subject our genes.

In many cases, the genetic variations we inherit are neither inherently "good" nor "bad", but depend upon the environmental context in which they occur. A familial genetic variation which causes blood to clot excessively, for example, may help protect the body in times of hemorrhage, but may increase the risk of life-threatening thromboses as a person ages. A genetic variation that protects the body in times of starvation by allowing it to conserve more energy (fat), may increase the risk of obesity, heart disease, and diabetes when it is chronically exposed to a modern Western lifestyle and diet. Testing specific genetic factors in patients with a family history of a chronic illness, then, allows us as practitioners to determine which environmental contexts may pose the most severe risk for these patients.

Consider the following analogy. It would be very difficult for patients to win at poker if they were never allowed to see what cards they had been dealt. They would have no way of knowing which cards to keep or which cards to discard. Similarly, until patients understand their genetic strengths and weaknesses (and gain your counsel relative to prevention/therapeutic strategies), they won’t know how to play the genetic ‘hand’ life has dealt them. Without that information, there will be no clear way of knowing if clinical interventions are addressing their most important individual risks and needs.

From another perspective, a patient’s genes come from their parents, are shared (to a high degree) with their siblings, and are passed on to their children. Thus, an individual’s genetic polymorphisms are likely to be shared by other family members as well. In that sense, all genetic tests are, by definition, familial. For this reason, patients with positive SNPs may choose to share this information with immediate relatives (parents, siblings, and children) to encourage proactive genomic testing. By identifying SNPs years before a disease has a chance to develop, family members can take steps to potentially modify their expression and minimize their health impact.

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>> How can testing improve preventive therapy?

III. Predictive Genomic Testing

We do not inherit a disease state per se. Rather, we inherit a set of susceptibility factors to environmental influences that modify the risk of developing a disease.

Genetic susceptibility factors help explain why individuals are affected differently by the same environmental factors. For example, some health conscious individuals with "acceptable" cholesterol levels suffer myocardial infarction at age 40. Other individuals seem immune to heart disease in spite of years of smoking, poor diet, and obesity. Genetic variations account for, at least in part, this difference in response to similar environmental factors.

Many patients are choosing to become more proactive about their health. Why? Again, because, in large part, diet, nutrition, and lifestyle factors can exert a strong influence on how, or even if, a gene will express itself. Knowing about increased risk (and specific risk reduction strategies)—and knowing about them as early as possible—is the first step towards an effective primary prevention program.

Through carefully targeted dietary, nutritional, and lifestyle changes, as well as pharmacological therapies, it is often possible to modify the expression of genes and to overcome genetic limitations of biochemical pathways. Predictive genomic testing allows us to be smarter clinicians, ones who can offer our patients more effective, customized therapeutics with fewer unwanted side effects. Furthermore, these therapeutic gains are clearly measurable through follow-up functional laboratory testing.

The genomic revolution is happening now. Medicine will never be the same. A new era of truly individualized medicine is rapidly becoming a clinical reality for practitioners and their patients.

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>> What are the risks and benefits?

A Few Considerations

Bioethics

In every new paradigm shift in medicine, ethical issues arise, as they should. Genomic testing is no exception. Ethical concerns are likely to vary depending on the type of genetic testing performed. A distinction should be made between diagnostic and predictive genomics.

In diagnostic genomics, the signs and symptoms of an individual are due to the presence of a (usually Mendelian) genetic condition. By definition, symptoms are already present; the genetic testing is an attempt to explain the condition. This is true of someone with refractory high cholesterol levels as well as someone with who has symptoms consistent with cystic fibrosis.

In predictive genomics, there may be no clearly definable symptoms or syndrome since testing may be utilized to predict the risk of developing some future condition. Effective therapeutics may be available and primary and secondary preventative strategies may be attempted. Precision in predictive genomics depends on numerous factors: the penetrance of the mutation, polygenic synergy, and environmental co-factors that affect gene expression.

The current general consensus is that every individual has the right to seek genetic information. That right must remain inviolate. However, the person seeking genetic information should be encouraged to share and discuss the information acquired with other family members, since their risk may also be affected.

It is the duty of the practitioner to inform each patient of the risks and benefits associated with genetic testing. The practitioner should present the pros and cons as objectively as possible without trying to sway the patient. Such objectivity is known as non-directive counseling. A general concern for the patient may be: "Does the stress of knowing he or she has a genetic anomaly outweigh the benefits of knowing?"

Fortunately, in functional genomic testing, practical intervention strategies are available and genetic diagnosis will likely do far more to relieve stress rather than to increase it. Furthermore, phenotypic or physiologic progress may be monitored using functional laboratory testing. Genovations™ predictive genomic diagnostics may be the first step towards comprehensive risk reduction or comprehensive treatment strategy.

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>> Is patient privacy protected?


Confidentiality

Genovations™ is dedicated to safeguarding patient privacy and the confidentiality of all patient information. For this reason, your genetic test results are protected by a security code that is disclosed only to the health care provider who ordered your test. Your information otherwise will only be utilized internally for company operational purposes and as required by law. Your records, electronic and hard copy, will be maintained under a strict policy of confidentiality.

Our laboratory will not release any patient records or details pertaining to services provided to any patients with any person outside the Laboratory, including insurance companies, unless expressly authorized by the patient through their practitioner.
Additional resources for information related to privacy of genomic information:

THE GENETIC PRIVACY ACT AND COMMENTARY George J. Annas, JD, MPH - Leonard H. Glantz, JD - Patricia A. Roche, JD http://www.bumc.bu.edu/www/sph/lw/pvl/act.html

Principles of Screening: Report of The Subcommittee on Screening of the American College of Medical Genetics Clinical Practice Committee American College of Medical Genetics http://www.faseb.org/genetics/acmg/pol-26.htm

Does Genetic Research Threaten Our Civil Liberties? By Philip Bereano, Ph.D., J.D. http://www.actionbioscience.org/genomic/bereano.html

Ethical Issues in Pharmacogenetics By Carol Isaacson Barash, Ph.D. http://www.actionbioscience.org/genomic/barash.html


The Next Step

Until now practitioners have been able to measure is pathology, function, and environmental aspects of phenotype. Now, with the advent of Genovations™ predictive genomic diagnostics, practitioners can measure genotypic predisposition to many illnesses as well. For the first time in the history of human medicine, we can now truly measure the genetic predeterminants of an individual’s health. Medicine can assuredly never be the same. As a clinician committed to using the most specific and effective clinical diagnostics for your patients, the time to begin utilizing genomic testing and intervention strategies is now.





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Sources
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Harman D. Role of free radicals and radiation chemistry. J Gerontol 1956;11:298-300.

Harman D. Free radical theory of aging: consequences of mitochondrial aging. Age 1983;6:86-94.

James P. [Panel discussion on the relationship between genetic polymorphisms and nutrition.] Nutrition Reviews 1998;56(2):S54-S77.

Strachan T, Read AP. Human molecular genetics. New York: John Wiley and Sons; 2000.

Rosenberg IH, Rosenberg MD. The implications of genetic diversity for nutrient requirements: the case of folate. Nutrition Reviews 1998;56(2):S47-S53.

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Ye SQ and Kwiterovich Jr, PO. Influence of genetic polymorphisms on responsiveness to dietary fat and cholesterol. Am J Clin Nutr 72(suppl):1275S-84S.



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